Wednesday, February 1, 2017

I Spy with My Biometric Eye



Summary of United States Government Accountability Office’s: “Face Recognition Technology”

The FBI’s Facial Analysis, Comparison and Evaluation (FACE) department has access to the Next Generation Identification-Interstate Photo System (NGI-IPS), Department of State’s Facial Recognition on Demand, Department of Defense’s Automated Biometric Identification System and 16 state face recognition systems.

The FBI’s NGI-IPS stores about 30 million photos (mugshots and photos submitted for licensing, immigration, volunteering, security clearance, and military service) from across the nation. Fingerprints are stored in the database as well, and linked to the image(s) of an individual, marking their unique identity. These are referred to as “known persons.” In the event of a criminal investigation, agencies may submit a photo of an unknown person to the database. Images captured through video surveillance may be submitted. Once a photo is submitted, the database provides 2 - 50 “candidates” or potential matches. There is then a manual process to determine which identity is the match.

The FBI and some state law enforcement agencies have access to NGI-IPS. Law enforcement agencies may submit photos of incarcerated individuals to the system for storage and later searches. Law enforcement agencies may also request that images be removed from the database. Individuals may have the images expunged (along with their criminal records) depending on the circumstances and the state which submitted their information. The FBI claims that civilian photos are stored but not used in criminal searches unless those images have been previously connected to a criminal identity. Some states have access to search NGI-IPS and some do not. The FBI is still navigating the relationship between state law enforcement agencies and NGI-IPS. Utah submits driver’s license photos, mugshot photos, and correction photos to the database.

Two important laws concerning facial recognition are the Privacy Act of 1974 and the privacy provisions E-Government Act of 2002. The Privacy Act concerns existing technology and the E-Government Act of 2002 provisions concern future or updated technology. The Department of Justice’s policy is to follow the Fair Information Practice Principles which is meant to consider a balance between personal privacy and public interest.

Problems the GAO Report Found Concerning the FBI’s Use of Facial Recognition Technology

Transparency
The FBI lied about how long they were using the FACE program and the NGI-IPS system. In discord with the E-Government Act of 2002, the FBI did not publish privacy impact assessments (PIA) before the database was implemented or update information and PIA’s as new developments in the software occurred. The FBI collected, stored, and used information without explaining to the public what was being stored and how it was being used. Updates to the system were not announced in a timely manner in violation of the Privacy Act of 1974.

Access
The FACE services PIA states that photos in the database capture activities, dates, times, and identifying information. The GAO report urges the FBI to conduct more audits into how people with access use facial recognition services.

Accuracy
The FBI conducted tests on the NGI-IPS system, but they did not release the results on inaccurate conclusions and only tested for candidate lists of 50, even though people searching the database can search lists of 2 – 50 candidates. The FBI claimed the detection rate is 84%, but this is primarily based on the 50 candidate list search. The false positive rates (when the system positively matched an image with the wrong identity) were not released, which leads to questions about the true efficacy of the system. The FBI also did not test the accuracy of facial recognition systems external to the agency which they access (these include civilian photos).

Benefits of Facial Recognition Systems

Eyewitness line-ups can be biased or inaccurate, resulting in wrongful convictions. According to an article in Forensic Magazine, facial recognition “allows people to be identified, even when it is not possible to take fingerprints for physical or legal reasons” and “the workload involved in the verification process is reduced and the efficiency and accuracy of the process increases.” Access to vast facial recognition databases has resulted in quicker identification of suspects. Facial recognition can also be used for prevention by recognizing whether a person is on a sex offender, watch list, etc.

Should Utah Law Enforcement Use Facial Recognition?


Facial recognition technology is unregulated which results in misconduct, confusion, and fear. I don’t believe that Utah law enforcement should use facial recognition technologies until there are more regulations and these regulations are strictly followed. The public is not given information about what is being collected and who it is being collected from. The technology itself doesn’t have to comply to a set standard of detection because no one is enforcing they do so. Tests on accuracy of varying list sizes and how race affects results have not been realized. The risks seem to outweigh the rewards.

7 comments:

  1. I find it rather interesting how many different sci-fi/dystopian stories are out there that involve societies where everyone is under constant surveillance. I think this points to the fact that many people do not like the idea of being constantly monitored. I don't think that continuous surveillance is a good idea. However, I do think that surveillance and facial recognition do have their uses. I think that in the case of a serious emergency where the public as a whole is in danger, surveillance could be used to catch dangerous criminals more quickly than other means. I think that facial recognition can be used for good, but it needs to be strictly regulated to prevent abuse of the technology and serious damage to people's privacy.

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  2. I agree that it's very interesting that many science fiction stories revolve around the idea that someone is watching you. The fear in that situation is the knowledge that someone could see anything you do at any time so you start to regulate your behavior as if you were being watched every second. What type of society does this create? I can see the benefits of facial recognition. In a world where technology is evolving so at such a fast pace, we need to continue to upgrade our security as a country. The possibility of locating someone that is threatening the public is indeed a great tool that could save many lives. I do have a problem with knowing a government agency hasn't always been truthful with the public about how they use the data they collect and how long they have been collecting it. I think if the purpose of facial recognition is really to aid law enforcement when pursuing a criminal they need to be honest with us or it just creates confusion and fear.

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  3. I agree that this facial recognition technology should be more regulated to prevent its abuse. It can be a useful tool that can do a lot of good, but if law enforcement agencies haven't been honest with the public about what information is being collected and the ways this information is used, then how do we trust that it is not being abused?

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  4. I agree with you. While facial recognition is a really cool piece of technology that has the potential to help, it seems like it is not yet good enough to be used in law enforcement. I also found it interesting that the state has pictures of civilians, even if they weren't involved in criminal activity. It makes me question what information they know about me. How do we make sure that the technology is being used correctly and by what regulations it is being held under. There are many questions still lingering with facial recognition so that is why I don't think it should be used in law enforcement just yet.

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  5. What stands out to me is that the cop is still the one making the identification. The software just comes up with similar photos, and then the officer chooses the closest match. This is a danger zone for bias, as you could easily be identified incorrectly simply because you bear a resemblance to someone else. We have identification for a reason, and I don't see that this version of identification is better than the one already in place. It seems like the police have been given a tool that they have no idea how to wield, and they haven't learned to use it effectively yet.

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    1. I'm right there with you. I think that it is interesting that the officer is still making the identification. This facial recognition system is more of just an augmented officer, rather than a form of mass surveillance. I think that it is interesting that people get so scared by this system, but the FBI is gathering just as much information as large corporations do about you. They also just gather the information from more cooperative sources, like state governments, in the example of Utah. Would you rather they get their information about your face from your Facebook profile picture? I think that the current system, yes, probably needs some improvements, but not a total reconstruction.

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  6. Barring a wild shift in our society's ideas about privacy, facial recognition software, especially in use by the government is just going to become more and more common. I think you make a good point that we really don't know how accurate the current technology is and it still requires a lot of human intervention (the final face picking) which adds to the unreliability. All we can do for now is ensure that facial recognition software is not used without other checks and research. Once we are sure that the technology is sound and can act without human bias, then we can start considering the ethics and how we want to regulate its use.

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